Regulatory Compliance Manager
Hong Kong Full-time 2022/11/02
Job Requirements

1. University degree or above
2. 4+ years of relevant experience in similar regulatory compliance/technology/audit roles, with a focus on designing and leading efficient processes in financial service
3. Proficient understanding of financial markets, IT and blockchain technology
4. Excellent verbal and written communication skills in English and Mandarin; any additional language will be considered as an asset
5. Strong interpersonal and communication skills, able to interact with external auditors
6. Exceptional ability to think innovatively and excellent problem solving skills
7. Excellent organization and time-management skills
8. Team-oriented person with strong interpersonal skills

Job Responsibilities

1. Build and lead the regulatory compliance and technology risk function of the regulated crypto exchange business, report directly to the OMO and CEO of the licensed exchange entity in Hong Kong.
2. Coordinate with internal teams to improve the integration of governance, risk and compliance functions
3. Support internal and external audits and liaise with auditors directly through written responses and presentation
4. Write and implement internal policies and procedures, including technology related documents
5. Drive control related project's implementation through full lifecycle, from development through go-to-market
6. Carry out due diligence and risk assessments. Ensure adequate internal regulation is in place
7. Continuously enhance the internal control frameworks. Monitor and improve the business continuity procedures

Position Applied